Order Dismissing Action (new:5-6-09)
(Adobe PDF file 30 kb)

Joint Motion for Order Dismissing Action(new:5-5-09)
(Adobe PDF file 90 kb)

Order re Settlement with Penson (new:4-30-09)
(Adobe PDF file 30 kb)

SEC Non Opposition to Settlement Between Receiver & Penson (new:4-23-09)
(Adobe PDF file 20 kb)

Order re Oral Argument in Penson Matter (new:4-17-09)
(Adobe PDF file 20 kb)

Notice of Motion and Motion for Order Approving Settlement between Receiver and Penson (new:3-25-09)
(Adobe PDF file 15 kb)

Memo of P&As in Support of Motion for Order Approving Settlement between Receiver and Penson (new:3-25-09)
(Adobe PDF file 30 kb)

Lennon Declaration in Support of Motion for Order Approving Settlement between Receiver and Penson (new:3-25-09)
(Adobe PDF file 635 kb)

Notice to Withdrawal Receivers Objection to Penson Claim (new:2-18-09)
(Adobe PDF file 105 kb)

Notice of Hearing on Receivers Objection to Claim Submitted by Penson (new:1-20-09)
(Adobe PDF file 15 kb)

Receivers Objection to Claim Submitted by Penson (new:1-20-09)
(Adobe PDF file 3.6 MB)

Pensons Reply Memo of P&As in Support of Motion for an Order Staying Action and Compelling Arbitration of Plaintiff's Claims (new:1-13-09)
(Adobe PDF file 175 kb)

Order Denying Receiver's Motion to Stay Arbitration As Moot and Granting Motion to Compel Penson to Turn over Property of the Receivership Estate (new:1-7-09)
(Adobe PDF file 60 kb)

Receiver's Reply in Support of Motion for Order Staying Arbitration and Compelling Penson to Turn Over Property of the Receivership Estate (new:1-7-09)
(Adobe PDF file 60 kb)

Order Regarding Oral Argument (new:1-7-09)
(Adobe PDF file 30 kb)

Penson's Memo of Points & Authorities in Opposition to Receiver's Motion for Staying Arbitration and Compelling Penson to Turn Over Property of the Receivership Estate (new:1-7-09)
(Adobe PDF file 1 MB)

Memo of Points & Authorities of Penson's Motion for Order Staying Action and Compelling Arbitration (new:1-7-09)
(Adobe PDF file 535 kb)

Receiver's Reply in Support of Motion Staying Arbitration Commenced by Penson(new:12-9-08)
(Adobe PDF file 60 kb)

SECs Non Opposition to Receivers Motion for Order Staying Arbitration Commenced by Penson (new:12-5-08)
(Adobe PDF file 40 kb)

Declaratioin of T. Davis in Support of Penson's Motion for Order Staying Action & Compelling Arbitration (new:12-1-08)
(Adobe PDF file 220 kb)

Penson's Notice of Motion & Motion for Order Staying Action & Compelling Arbitration (new:12-1-08)
(Adobe PDF file 140 kb)

Penson's Memo of Points & Authorities in Support of Motion for Order Staying Action & Compelling Arbitration (new:12-1-08)
(Adobe PDF file 540 kb)

Penson's Memo of Points & Authorities in Opposition to Receiver's Motion to Stay Arbitration (new:12-1-08)
(Adobe PDF file 1.1 MB)

Declaratioin of T. Davis in Support of Penson's Opposition to Receiver's Motion to Stay Arbitration (new:12-1-08)
(Adobe PDF file 1.7 MB)

Notice of Related Case - Lennon v. Penson Financial Services (new:11-13-08)
(Adobe PDF file 90 kb)

Complaint - Lennon v. Penson Financial Services (new:11-13-08)
(Adobe PDF file 2.7 MB)

Lennon v. Penson Financial Services - Order of Transfer (new:11-13-08)
(Adobe PDF file 80 kb)

Receiver's Declaration in Support of Receiver's Motion to Stay Arbitration Commenced by Penson Financial Services (new:11-4-08)
(Adobe PDF file 3 MB)

Memo of Points & Authorities in Support of Receiver's Motion to Stay Arbitration Commenced by Penson Financial Services (new:11-4-08)
(Adobe PDF file 1.8 MB)

Notice of Motion and Motion Staying Arbitration Commenced by Penson Financial Services (new:11-4-08)
(Adobe PDF file 190 kb)