SEC VS. TUCO TRADING, LLC
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IMPORTANT INFORMATION FOR INVESTORS AND CREDITORS:
   Documents Pertaining to TUCO Trading, LLC
   Documents Pertaining to Disputes with Penson Financial Services, Inc.
   Documents Pertaining to First Interim Fee Applications of the Receiver and His Professionals

Joint Noice of Withdrawal (new:7-2-09)
(Adobe PDF file 100 kb)

GLB Joint Motion to Dismiss Appeal (new:6-30-09)
(Adobe PDF file 110 kb)

Order Approving Settlement Agreement with GLB (new:6-25-09)
(Adobe PDF file 30 kb)

SEC Non-Opposition to GLB Settlement (new:6-19-09)
(Adobe PDF file 20 kb)

Declaration of T Lennon in Support of Motion for Order Approving Settlement with GLB (new:6-5-09)
(Adobe PDF file 750 kb)

Memo of P&As in Support of Motion for Order Approving Settlement with GLB(new:6-5-09)
(Adobe PDF file 25 kb)

Notice of Motion & Motion for Order Approving Settlement with GLB (new:6-5-09)
(Adobe PDF file 15 kb)

Order Continuing Hearing scheduled for May 15, 2009 re GLB Matters (new:5-14-09)
(Adobe PDF file 30 kb)

Order Continuing Hearing Regarding GLB Motions (new:3-19-09)
(Adobe PDF file 30 kb)

GLBs Reply in Support of its Motion to Stay Further Claim Proceedings (new:3-13-09)
(Adobe PDF file 65 kb)

Receivers Reply to GLBs Opposition to Receivers Objection to Original and Amended Claims (new:3-13-09)
(Adobe PDF file 95 kb)

GLB's Opposition to Receiver's Claim Objections (new:3-9-09)
(Adobe PDF file 3.4 MB)

Receivers Reply re Motion to Strike Receiver's Motion to Dismiss Appeal (new:3-9-09)
(Adobe PDF file 130 kb)

Receivers Opposition to GLB's Motion to Stay Further Claim Proceedings (new:3-9-09)
(Adobe PDF file 80 kb)

Receivers Response to GLBs Motion to Strike Receivers Motion to Dismiss Appeal (new:2-27-09)
(Adobe PDF file 25 kb)

GLBs Motion to Strike Receivers Motion to Dismiss Appeal (new:2-18-09)
(Adobe PDF file 100 kb)

Order Continuing Hearing Date Regarding GLB Claim (new:2-12-09)
(Adobe PDF file 35 kb)

Exhibit 1 Part 2 to Receiver's Supplemental Objection to Amended Claim Submitted by GLB (new:2-9-09)
(Adobe PDF file 2 MB)

Exhibit 1 Part 1 to Receiver's Supplemental Objection to Amended Claim Submitted by GLB (new:2-9-09)
(Adobe PDF file 2.3 MB)

Receiver's Supplemental Objection to Amended Claim Submitted by GLB (new:2-9-09)
(Adobe PDF file 40 kb)

Notice of Hearing on Receiver's Supplemental Objection to Amended Claim Submitted by GLB (new:2-9-09)
(Adobe PDF file 15 kb)

Notice of Hearing on Receiver's Objection to Claim Submitted by GLB (new:1-23-09)
(Adobe PDF file 15 kb)

Receiver's Objection to Claim Submitted by GLB (new:1-23-09)
(Adobe PDF file 180 kb)

Order Following 9th Circuit Order (new:1-13-09)
(Adobe PDF file 45 kb)

9th Circuit Order Denying GLBs Motion to Stay Pending Appeal (new:1-13-09)
(Adobe PDF file 60 kb)

GLB Reply Memo in Support of Emergency Motion to Stay Pending Appeal (new:1-13-09)
(Adobe PDF file 1 MB)

Correction to Exhibit 2 of Receivers Opposition to Emergency Motion to Stay Pending Appeal (new:1-13-09)
(Adobe PDF file 1.3 MB)

Exhibits 6, 7, 8 and 9 to Receiver's Opposition to GLB's Emergency Motion to Stay Pending Appeal (new:1-8-09)
(Adobe PDF file 5.3 MB)

Exhibits 3 Part 5 to Receiver's Opposition to GLB's Emergency Motion to Stay Pending Appeal (new:1-8-09)
(Adobe PDF file 2 MB)

Exhibits 3 Part 4 to Receiver's Opposition to GLB's Emergency Motion to Stay Pending Appeal (new:1-8-09)
(Adobe PDF file 2.9 MB)

Exhibits 3 Part 3 to Receiver's Opposition to GLB's Emergency Motion to Stay Pending Appeal (new:1-8-09)
(Adobe PDF file 4 MB)

Exhibits 3 Part 2 to Receiver's Opposition to GLB's Emergency Motion to Stay Pending Appeal (new:1-8-09)
(Adobe PDF file 4.2 MB)

Exhibits 3 Part 1 to Receiver's Opposition to GLB's Emergency Motion to Stay Pending Appeal (new:1-8-09)
(Adobe PDF file 4.7 MB)

Exhibits 1 and 2 to Receiver's Opposition to GLB's Emergency Motion to Stay Pending Appeal (new:1-8-09)
(Adobe PDF file 1 MB)

Receiver's Opposition to GLB's Emergency Motion to Stay Pending Appeal (new:1-8-09)
(Adobe PDF file 80 kb)

Order Denying GLB's Motion to Stay Order Pending Appeal(new:1-7-09)
(Adobe PDF file 40 kb)

Notice of Appeal by GLB(new:1-7-09)
(Adobe PDF file 480 kb)

Supplemental Memo in Support of Motion to Stay Order Pending Appeal to Maintain Status Quo (new:1-7-09)
(Adobe PDF file 65 kb)

Motion to Stay Order Pending Appeal to Maintain Status Quo (new:1-7-09)
(Adobe PDF file 45 kb)

Receivers Limited Opposition to GLBs Ex Parte App re Order Shortening Time on Motion to Stay (new:1-7-09)
(Adobe PDF file 325 kb)

Dec of K Young in Support of Motion to Stay Order Pending Appeal to Maintain Status Quo (new:1-7-09)
(Adobe PDF file 45 kb)

GLB's Emergency Ex Parte App re Order Shortening Time on Motion to Stay (new:1-7-09)
(Adobe PDF file 55 kb)

Order Granting Receiver's Motion Staying Arbitration (new:1-7-09)
(Adobe PDF file 260 kb)

Receiver's Reply in Support of Motion Staying Arbitration Commenced by GLB Trading Inc. (new:11-25-08)
(Adobe PDF file 80 kb)

Declaration of W. Ling in Support of Motion to Stay Arbitration Commenced by GLB Trading Inc. (new:11-25-08)
(Adobe PDF file 1.5 MB)

GLB's Memo of Points & Authorities in Opposition to Receiver's Motion to Stay Arbitration (new:11-13-08)
(Adobe PDF file 7 MB)

Declaration of G. Katsafaros in Support of GLB's Memo of Points & Authorities in Opposition to Receiver's Motion (new:11-17-08)
(Adobe PDF file 5.2 MB)

Order Continuing Hearing Date and Briefing Deadlines on Motions and Orders re GLB (new:11-11-08)
(Adobe PDF file 70 kb)

Exhibits H, Part 2 to Motion to Stay Arbitration Commenced by GLB (new:10-3-08)
(Adobe PDF file 1.5 MB)

Exhibits H, Part 1 to Motion to Stay Arbitration Commenced by GLB (new:10-3-08)
(Adobe PDF file 1.5 MB)

Exhibits G, Part 2 to Motion to Stay Arbitration Commenced by GLB (new:10-3-08)
(Adobe PDF file 3 MB)

Exhibits G, Part 1 to Motion to Stay Arbitration Commenced by GLB (new:10-3-08)
(Adobe PDF file 3 MB)

Exhibits E & F to Motion to Stay Arbitration Commenced by GLB (new:10-3-08)
(Adobe PDF file 3 MB)

Exhibits A,B,C,D to Motion to Stay Arbitration Commenced by GLB (new:10-3-08)
(Adobe PDF file 3 MB)

Declaration of D Frederick in Support of Motion to Stay Arbitration Commenced by GLB (new:10-3-08)
(Adobe PDF file 70 kb)

Declaration of T Fates in Support of Motion to Stay Arbitration Commenced by GLB (new:10-3-08)
(Adobe PDF file 50 kb)

Notice of Motion & Motion Staying Arbitration Commemced by GLB (new:10-3-08)
(Adobe PDF file 25 kb)

Memo of P&A in Support of Receiver's Motion to Stay Arbitration Commenced by GLB (new:10-3-08)
(Adobe PDF file 140 kb)

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