SEC VS. TUCO TRADING, LLC
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IMPORTANT INFORMATION FOR INVESTORS AND CREDITORS:
   Documents Pertaining to Dispute with GLB Trading, Inc.
   Documents Pertaining to Disputes with Penson Financial Services, Inc.
   Documents Pertaining to First Interim Fee Applications of the Receiver and His Professionals

Order Approving Distribution Plan (new:9-11-09)
(Adobe PDF file 15 kb)

Order Approving Final Fee Application of Receiver and His Professionals (new:9-11-09)
(Adobe PDF file 35 kb)

Notice of Corrections to Receivers Final Fee Application (new:9-8-09)
(Adobe PDF file 15 kb)

SEC Response re Fee Apps (new:9-2-09)
(Adobe PDF file 20 kb)

SEC Response re Distribution Motion (new:9-2-09)
(Adobe PDF file 20 kb)

Declaration of T Lennon in Support of Motion for Order Approving Distribution Plan (new:7-29-09)
(Adobe PDF file 190 kb)

Memo of P&A in Support for Order Approving Distribution Plan (new:7-29-09)
(Adobe PDF file 25 kb)

Notice of Motion and Motion for Order Approving Distribution Plan (new:7-29-09)
(Adobe PDF file 15 kb)

Declaration of T Lennon in Support of Final Fee Apps of Receiver and His Professionals (new:7-29-09)
(Adobe PDF file 155 kb)

Memo of P&As in Support of Final Fee Apps of Receiver and His Professionals (new:7-29-09)
(Adobe PDF file 25 kb)

Notice of Hearing on Final Fee Apps of Receiver and His Professionals(new:7-29-09)
(Adobe PDF file 15 kb)

Exhibits to Final Fee App of the Receiver Part 2 of 2 (new:7-29-09)
(Adobe PDF file 2.3 mb)

Exhibits to Final Fee App of the Receiver Part 1 of 2 (new:7-29-09)
(Adobe PDF file 2.3 mb)

Final Fee App of the Receiver (new:7-29-09)
(Adobe PDF file 50 kb)

Exhibits to Final Fee App of Allen Matkins Attorneys for Receiver Part 2 of 2 (new:7-29-09)
(Adobe PDF file 2.3 mb)

Exhibits to Final Fee App of Allen Matkins Attorneys for Receiver Part 1 of 2 (new:7-29-09)
(Adobe PDF file 2.3 mb)

Final Fee App of Allen Matkins Attorneys for Receiver (new:7-29-09)
(Adobe PDF file 50 kb)

Exhibits to Final Fee App of CPA W Ling Accountant for Receiver (new:7-29-09)
(Adobe PDF file 1.3 mb)

Final Fee Application of CPA W Ling Accountant for Receiver (new:7-29-09)
(Adobe PDF file 25 kb)

Exhibits to Final Fee App of Investigative Technologies LLC Info and Tech Consultant for Receiver (new:7-29-09)
(Adobe PDF file 1.35 mb)

Final Fee App of Investigative Technologies LLC Info and Tech Consultant for Receiver (new:7-29-09)
(Adobe PDF file 25 kb)

Order Approving Stipulation with T3 Capital LLC (new:6-26-09)
(Adobe PDF file 30 kb)

Ex Parte Application for Order Approving Stipulation with T3 (new:6-25-09)
(Adobe PDF file 155 kb)

Order Approving Third Interim Report of Receiver (new:5-15-09)
(Adobe PDF file 35 kb)

Order re Hearing on Receiver's Third Interim Report (new:5-14-09)
(Adobe PDF file 30 kb)

Notice of Hearing on Third Interim Report of Receiver (new:4-15-09)
(Adobe PDF file 15 kb)

Third Interim Report of Receiver (new:4-15-09)
(Adobe PDF file 160 kb)

Order Approving Second Interim Report of Receiver (new:1-12-09)
(Adobe PDF file 40 kb)

Exhibit A Part 2 & Exhibit B to Second Interim Report of Receiver(new:11-18-08)
(Adobe PDF file 2 MB)

Exhibit A Part 1 to Second Interim Report of Receiver(new:11-18-08)
(Adobe PDF file 6.5 MB)

Notice of Second Interim Report of Receiver(new:11-18-08)
(Adobe PDF file 20 kb)

Second Interim Report of Receiver(new:11-18-08)
(Adobe PDF file 90 kb)

TUCO Claim Package (new:11-13-08)
(Adobe PDF file 110 kb)

Claims Procedures Order (new:11-4-08)
(Adobe PDF file 65 kb)

Order Granting T3 Settlement (new:9-26-08)
(Adobe PDF file 65 kb)

Motion Establishing Claims Procedures (new:9-24-08)
(Adobe PDF file 20 kb)

Memo of Points and Authorities in Support of Motion Establishing Claims Procedures (new:9-24-08)
(Adobe PDF file 45 kb)

Declaration of Receiver Regarding Settlement with T3 (new:9-16-08)
(Adobe PDF file 840 kb)

Ex Parte Application for Order Approving Settlement with T3 (new:9-16-08)
(Adobe PDF file 30 kb)

Order Approving Interim Distribution (new:7-25-08)
(Adobe PDF file 45 kb)

Distribution Request Form (new:7-25-08)
(Adobe PDF file 45 kb)

Order Approving First Interim Report (new:7-17-08)
(Adobe PDF file 45 kb)

Declaration of Ted Fates (new:7-10-08)
(Adobe PDF file 25 kb)

Memo of Points & Authorities (new:7-13-08)
(Adobe PDF file 50 kb)

Notice of Motion and Motion Regarding Interim Distribution (new:7-13-08)
(Adobe PDF file 20 kb)

Notice of Hearing on First Interim Report of Permanent Receiver and Petition for Further Instructions (new:6-2-08)
(Adobe PDF file 20 kb)

Receiver's First Interim Report with Preliminary Accounting
(This report has four Exhbits below - Exhibits A through D)
(new:6-2-08)

- Exhibit A, Part 1

- Exhibit A, Part 2

- Exhibit B, C & D

Notice of Appeal (new:5-21-08)
(Adobe PDF file 900 kb)

Order Granting Ex Parte Application Regarding Sale of Equipment (new:5-5-08)
(Adobe PDF file 45 kb)

Ex Parte Application Regarding Sale of Equipment (new:5-2-08)
(Adobe PDF file 425 kb)

Email Letter to Members (new:3-28-08)
(Adobe PDF file 15 kb)

Email Letter to Members (new:3-20-08)
(Adobe PDF file 17 kb)

Order Granting Application for Order in Aid of Receivership (new:3-19-08)
(Adobe PDF file 45 kb)

Receiver's Application for Order in Aid of Receivership (new:3-19-08)
(Adobe PDF file 70 kb)

Declaration of Ted Fates in Support of Receiver's Application (new:3-19-08)
(Adobe PDF file 245 kb)

SEC Litigation Release Regarding Permanent Injunction (new:3-19-08)
(Adobe PDF file 30 kb)

Judgment & Orders Appointing Permanent Receiver; Freezing Assets; Prohibiting Destruction of Documents (new:3-18-08)
(Adobe PDF file 95 kb)

Supplemental Order to TRO - Conformed (new:3-6-08)
(Adobe PDF file 70 kb)

SEC Litigation Release (new:3-6-08)
(Adobe PDF file 25 kb)

Order Appointing Receiver (new:3-5-08)
(Adobe PDF file 75 kb)

Complaint for Violations of the Federal Securities Laws (new:3-3-08)
(Adobe PDF file 70 kb)

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